-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KztGYDehTKGg7UkuKfBuCemoQW1NlSyQZpAslGqiUV7lyKzVhR0RE1zXGMuLRn67 +Muc/sTG33kFgdyaocCTGg== /in/edgar/work/20000908/0000919574-00-000748/0000919574-00-000748.txt : 20000922 0000919574-00-000748.hdr.sgml : 20000922 ACCESSION NUMBER: 0000919574-00-000748 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000908 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RIVIERA HOLDINGS CORP CENTRAL INDEX KEY: 0000899647 STANDARD INDUSTRIAL CLASSIFICATION: [7011 ] IRS NUMBER: 880296885 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-50785 FILM NUMBER: 718999 BUSINESS ADDRESS: STREET 1: 2901 LAS VEGAS BLVD SOUTH CITY: LAS VEGAS STATE: NV ZIP: 89109 BUSINESS PHONE: 7027345110 MAIL ADDRESS: STREET 1: 2901 LAS VEGAS BLVD S CITY: LAS VEGAS STATE: NV ZIP: 89109 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BENNETT JAMES D CENTRAL INDEX KEY: 0001027829 STANDARD INDUSTRIAL CLASSIFICATION: [ ] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O BENNETT MANAGEMENT CORP STREET 2: 2 STAMFORD PLZ STE 1501 261 TRESSER BLVD CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033533101 MAIL ADDRESS: STREET 1: C/O BENNETT MANAGEMENT CORP STREET 2: 2 STAMFORD PLZ STE 1501 261 TRESSER BLVD CITY: STAMFORD STATE: CT ZIP: 06901 SC 13G/A 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 Amendment No.: 4 Name of Issuer: Riviera Holdings Corporation Title of Class of Securities: Common Stock CUSIP Number: 769 672 100 (Date of Event Which Requires Filing of this Statement) August 29, 2000 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: /X/ Rule 13d-l(b) /X/ Rule 13d-l(c) / / Rule 13d-l(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed,, for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP Number: 769 672 100 1. Name of Reporting Person I.R.S. Identification No. of Above Person James D. Bennett 2. Check the Appropriate Box if a Member of a Group a. b. X 3. SEC Use Only 4. Citizenship or Place of Organization United States Number of Shares Beneficially Owned by Each Reporting Person with: 5. Sole Voting Power: 0 6. Shared Voting Power: 371,070 7. Sole Dispositive Power: 0 8. Shared Dispositive Power: 371,070 9. Aggregate Amount Beneficially Owned by Each Reporting Person 371,070 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares 2 11. Percent of Class Represented by Amount in Row (9) 9.44% 12. Type of Reporting Person IN 3 CUSIP Number: 769 672 100 1. Name of Reporting Person I.R.S. Identification No. of Above Person Restructuring Capital Associates, L.P. 2. Check the Appropriate Box if a Member of a Group a. b. X 3. SEC Use Only 4. Citizenship or Place of organization Delaware Number of Shares Beneficially owned by Each Reporting Person With: 5. Sole Voting Power: 6. Shared Voting Power: 259,749 7. Sole Dispositive Power: 8. Shared Dispositive Power: 259,749 9. Aggregate Amount Beneficially Owned by Each Reporting Person 259,749 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares 4 11. Percent of Class Represented by Amount in Row (9) 6.60% 12. Type of Reporting Person PN, IA 5 CUSIP Number: 769 672 100 1. Name of Reporting Person I.R.S. Identification No. of Above Person Bennett Restructuring Fund, L.P. 2. Check the Appropriate Box if a Member of a Group a. b. X 3. SEC Use Only 4. Citizenship or Place of Organization Delaware Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power: 6. Shared Voting Power: 259,749 7. Sole Dispositive Power: 8. Shared Dispositive Power: 259,749 9. Aggregate Amount Beneficially Owned by Each Reporting Person 259,749 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares 6 CUSIP Number: 769 672 100 1. Name of Reporting Person I.R.S. identification No. of Above Person Bennett Offshore Restructuring Fund, Inc. 2. Check the Appropriate Box if a Member of a Group a. b. X 3. SEC Use Only 4. Citizenship or Place of Organization Cayman Islands Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power: 6. Shared Voting Power: 111,321 7. Sole Dispositive Power: 8. Shared Dispositive Power: 111,321 9. Aggregate Amount Beneficially owned by Each Reporting Person 111,321 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares 7 11. Percent of Class Represented by Amount in Row (9) 2.83% 12. Type of Reporting Person CO 8 Item 1(a) Name of Issuer: Riviera Holdings Corporation (b) Address of Issuer's Principal Executive Offices: 2901 Las Vegas Boulevard South Las Vegas, Nevada 89109 Item 2(a) - (c). Name, Principal Business Address, and Citizenship of Persons Filing: James D. Bennett Restructuring Capital Associates, L.P. Bennett Restructuring Fund, L.P. 2 Stamford Plaza Suite 1501 281 Tresser Boulevard Stamford, Connecticut 06901 Bennett Offshore Restructuring Fund, Inc. P.O. Box 2003 GT Grand Pavilion Commercial Centre Bougainvillea Way 802 West Bay Road Grand Cayman, Cayman Islands James D. Bennett - United States citizen Restructuring Capital Associates, L.P. and Bennett Restructuring Fund, L.P. - Delaware limited partnerships Bennett Offshore Restructuring Fund, Inc. - Cayman Islands Exempted Company (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 769 672 100 Item 3. If this statement is filed pursuant to Rule 13d-1(b)(1) or 13d-2(b) or (c) check whether the person filing is: (a) / / Broker or dealer registered under Section 15 of the Act, (b) / / Bank as defined in Section 3(a)(6) of the Act, 9 (c) / / Insurance Company as defined in Section 3(a)(19) of the Act, (d) / / Investment Company registered under Section 8 of the Investment Company Act, With respect to Restructuring Capital Associates, L.P.: (e) /X/ Investment Adviser registered under Section 203 of the investment Advisers Act of 1940, (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund, (g) / / Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G), (h) / / Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act, (i) / / Church plan excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act, (j) / / Group, in accordance with Rule 13d- 1(b)(1)(ii)(H). With respect to James D. Bennett and Bennett Restructuring Fund, L.P.: If this statement is filed pursuant to Rule 13d-l(c), check this box. /X/ Item 4. Ownership. As of August 29, 2000: (a) Amount Beneficially owned: James D. Bennett- 371,070; Bennett Restructuring Fund, L.P.- 259,749; Bennett Offshore Restructuring Fund Inc.-111,321 (b) Percent of Class: James D. Bennett-9.44%; Bennett Restructuring Fund L.P.-6.60%; Bennett Offshore Restructuring Fund Inc.-2.83% 10 (c) James D. Bennett: 371,070 shares with shared power to vote or to direct the vote; 0 shares with sole power to vote or to direct the vote; 371,070 shares with shared power to dispose or to direct the disposition of; 0 shares with the sole power to dispose or to direct the disposition of Bennett Restructuring Fund, L.P.: 259,749 shares with shared power to vote or to direct the vote; 0 shares with sole power to vote or to direct the vote; 259,749 shares with shared power to dispose or to direct the disposition of; 0 shares with the sole power to dispose or to direct the disposition of Bennett Offshore Restructuring Fund Inc.: 111,321 shares with shared power to vote or to direct the vote; 0 shares with sole power to vote or to direct the vote; 111,321 shares with shared power to dispose or to direct the disposition of; 0 shares with the sole power to dispose or to direct the disposition of Item 5. Ownership of Five Percent or Less of a Class. N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the subsidiary Which Acquired the Security Being Reported by the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group. N/A Item 9. Notice of Dissolution of the Group. N/A 11 Item 10. Certification for Rule 13d-l(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. RESTRUCTURING CAPITAL ASSOCIATES, L.P. By: Bennett Capital Corporation, General Partner /s/ James D. Bennett By:_______________________________ James D. Bennett, President September 7, 2000 Certification for Rule 13d-1(c): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ James D. Bennett ________________________________ James D. Bennett, President 12 BENNETT RESTRUCTURING FUND, L.P. By: Restructuring Capital Associates, L.P., General Partner By: Bennett Capital Corporation, General Partner /s/ James D. Bennett By:________________________________ James D. Bennett, President Certification for Rule 13d-l(c): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held connection with or as a participant in any transaction having t purpose or effect. After reasonable inquiry and to the best of my knowledge a belief, I certify that the information set forth in this statement is true, complete and correct. BENNETT OFFSHORE RESTRUCTURING FUND, INC /s/ James D. Bennett By:_______________________________ James D. Bennett, Director September 7, 2000 13 Exhibit A AGREEMENT The undersigned agree that this Schedule 13G dated September 7, 2000 relating to the Common Stock of Riviera Holdings Corporation shall be filed on behalf of the undersigned. /s/ James D. Bennett ___________________________________ James D. Bennett RESTRUCTURING CAPITAL ASSOCIATES, L.P. By: Bennett Capital Corporation General Partner /s/ James D. Bennett By: _________________________________ James D. Bennett, President BENNETT RESTRUCTURING FUND, L.P. By: Restructuring Capital Associates, L.P. General Partner By: Bennett Capital Corporation General Partner /s/ James D. Bennett By: _________________________________ James D. Bennett, President By: BENNETT OFFSHORE RESTRUCTURING FUND, INC. /s James D. Bennett By: _________________________________ James D. Bennett, Director 75252000.BF1 -----END PRIVACY-ENHANCED MESSAGE-----